Securities and Exchange Commission


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July 2, 2013

 

 

VIA EDGAR

 

 

Securities and Exchange Commission

100 F Street, N.E.

Washington, D.C. 20549

 

 

Re: Rule 17g-1 Fidelity Bond Filing for BlackRock Kelso Capital Corporation

 

 

Dear Sir or Madam:

 

Enclosed for filing, on behalf of BlackRock Kelso Capital Corporation (the “Company”), pursuant to Rule 17g-1(g) of the Investment Company Act of 1940, please find the following:

 

 

(i)

 

a copy of the executed Fidelity Bond for the Company; and

 

 

 

 

 

(ii)

 

a Certificate of the Secretary of the Company containing the resolutions of the Board of Directors approving the amount, type, form and coverage of the Fidelity Bond and a statement as to the period for which premiums have been paid.

 

 

 

 

 

Very truly yours,

 

 

 

 

 

 

 

 

BLACKROCK KELSO CAPITAL CORPORATION

 

 

 

 

 

 

 

 

By:

 

/s/ Laurence D. Paredes

 

 

Laurence D. Paredes

 

 

Secretary

 

 

 

Enclosures




 

 





 
Officer’s Certificate

 

The undersigned, Laurence D. Paredes, Secretary of BlackRock Kelso Capital Corporation, a Delaware Corporation (the "Company"), does hereby certify that:

 

 

1.

 

This certificate is being delivered to the Securities and Exchange Commission (the “SEC”) in connection with the filing of the Company’s fidelity bond (the “Bond”) pursuant to Rule 17g-1 of the Investment Company Act of 1940, as amended, and the SEC is entitled to rely on this certificate for purposes of the filing.

 

 

 

 

 

2.

 

The undersigned is the duly elected, qualified and acting Secretary of the Company, and has custody of the corporate records of the Company and is a proper officer to make this certification.

 

 

 

 

 

3.

 

Attached hereto as Exhibit A is a copy of the resolutions approved by a majority of the directors who are not "interested persons" of the Company, approving the amount, type, form and coverage of the Bond.

 

 

 

 

 

4.

 

The Company has paid premiums for the period June 26, 2013 to June 26, 2014.

 

 

IN WITNESS WHEREOF, the undersigned has caused this certificate to be executed this 2nd day of July 2013.

 

 

 

 

/s/ Laurence D. Paredes

 

 

Secretary

 
 

 

 
 

Exhibit A

 

Approval of Insurance and Fidelity Bond

 

 

WHEREAS, it is proposed that the Company be insured against loss arising from larceny and embezzlement under an investment company asset protection bond issued by Vigilant Insurance Company (the " Bond ") insuring the Company in the amount of $1,250,000 per occurrence; and further

 

 

WHEREAS, the Directors have considered the adequacy of the Bond with due consideration to (i) the amount and type of coverage provided by the Bond, (ii) the aggregate value of the assets of the Company to which any person covered by the Bond may have access, (iii) the types and terms of the arrangements made by the Company for the custody and safekeeping of its assets, (iv) the nature of the securities in the Company's portfolio, (v) the nature and method of conducting the Company's operations, (vi) the accounting procedures and controls of the Company and (vii) such other matters as the Directors considered relevant; and therefore be it

 

 

RESOLVED, that $1,250,000 per occurrence of fidelity bond coverage is determined to be a reasonable amount of fidelity bond coverage to be maintained by the Company in accordance with Section 17(g) of and Rule 17g-1 under the 1940 Act; and further

 

 

RESOLVED, that the form of the Bond submitted to the Directors is approved; and further

 

 

RESOLVED, that in accordance with Rule 17g-1(h) under the 1940 Act, the Secretary and Chief Compliance Officer of the Company are hereby designated as the officers of the Company who are authorized and directed to make the filings with the Securities and Exchange Commission and give the notices required by Rule 17g-1(g); and further

 

 

RESOLVED, that the officers of the Company be, and they hereby are, authorized and directed at all times to take all actions necessary to assure compliance with these resolutions and said Rule 17g-1.

 
 

 

 
 

Chubb Group of Insurance Companies

 

DECLARATIONS

 

 

FINANCIAL INSTITUTION INVESTMENT

15 Mountain View Road, Warren, New Jersey 07059

 

COMPANY ASSET PROTECTION BOND

 

 

NAME OF ASSURED (including its Subsidiaries):

 

Bond Number: 82047423

 

 

 

BLACKROCK KELSO CAPITAL CORPORATION

 

 

 

 

FEDERAL INSURANCE COMPANY

 

 

 

 

 

 

40 EAST 52ND STREET

 

Incorporated under the laws of Indiana

NEW YORK, NY 10022

 

a stock insurance company herein called the COMPANY

 

 

Capital Center, 251 North Illinois, Suite 1100

 

 

Indianapolis, IN 46204-1927

 

 

 
 

 

 
 

ITEM 1.

 

BOND PERIOD:

 

from 12:01 a.m. on June 26, 2013

to 12:01 a.m. on June 26, 2014

 

ITEM 2.

 

LIMITS OF LIABILITY--DEDUCTIBLE AMOUNTS:

 

 

 

 

 

If “Not Covered” is inserted below opposite any specified INSURING CLAUSE, such INSURING CLAUSE and any other reference shall be deemed to be deleted. There shall be no deductible applicable to any loss under INSURING CLAUSE 1. sustained by any Investment Company.

 

 

INSURING CLAUSE

 

 

LIMIT OF LIABILITY

 

 

DEDUCTIBLE AMOUNT

1.

 

Employee

 

$

1,250,000

 



0

2.

 

On Premises

 

$

1,250,000

 



25,000

3.

 

In Transit

 

$

1,250,000

 



25,000

4.

 

Forgery or Alteration

 

$

1,250,000

 



25,000

5.

 

Extended Forgery

 

$

1,250,000

 



25,000

6.

 

Counterfeit Money

 

$

1,250,000

 



25,000

7.

 

Threats to Person

 

$

Not Covered

 



N/A

8.

 

Computer System

 

$

1,250,000

 



25,000

9.

 

Voice Initiated Funds Transfer Instruction

 

$

1,250,000

 



25,000

10.

 

Uncollectible Items of Deposit

 

$

1,250,000

 



5,000

11.

 

Audit Expense

 

$

100,000

 



5,000

12.

 

Telefacsimile Instruction

 

$

1,250,000

 



25,000

13.

 

Extended Computer Systems

 

$

1,250,000

 



25,000

14.

 

Automated Telephone Transaction

 

$

1,250,000

 



25,000

15.

 

Unauthorized Signature

 

$

100,000

 



5,000

16.

 

Claims Expense

 

$

100,000

 



5,000

 

 

 

 

$

 

 

 

 

17.

 

Stop Payment

 

$

25,000

 



1,000
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