Schedule 14A


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iii
Table of Contents

 

 

 

 

 

Page

 

 

 

 

 

AGREEMENTS RELATED TO THE SHARE PURCHASE AGREEMENT

 

 

120

 

 

 

Support Agreement

 

 

120

 

 

 

Tokai Stock Purchase Agreement

 

 

120

 

 

 

Registration Rights Agreement

 

 

121

 

 

 

SHARE ISSUANCE PROPOSAL

 

 

123

 

 

 

EQUITY FINANCING PROPOSAL

 

 

124

 

 

 

REVERSE STOCK SPLIT PROPOSAL

 

 

125

 

 

 

Purpose

 

 

126

 

 

 

NASDAQ Listing Requirements

 

 

126

 

 

 

Principal Effects of the Reverse Stock Split

 

 

126

 

 

 

Risks of the Reverse Stock Split

 

 

127

 

 

 

Procedure for Effecting Reverse Stock Split and Exchange of Stock Certificates

 

 

127

 

 

 

Fractional Shares

 

 

128

 

 

 

Material U.S. Federal Income Tax Consequences of the Reverse Stock Split

 

 

128

 

 

 

Vote Required; Recommendation of the Tokai Board of Directors

 

 

131

 

 

 

ADJOURNMENT PROPOSAL

 

 

132

 

 

 

TOKAI’S BUSINESS

 

 

133

 

 

 

OTIC’S BUSINESS

 

 

134

 

 

 

TOKAI’S MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS

 

 

145

 

 

 

Overview

 

 

145

 

 

 

Financial Operations Overview

 

 

147

 

 

 

Critical Accounting Policies and Significant Judgments and Estimates

 

 

149

 

 

 

JOBS Act

 

 

151

 

 

 

Results of Operations

 

 

152

 

 

 

Liquidity and Capital Resources

 

 

154

 

 

 

Contractual Obligations and Commitments

 

 

158

 

 

 

Off-Balance Sheet Arrangements

 

 

158

 

 

 

Recently Issued Accounting Pronouncements

 

 

158

 

 

 

QUANTITATIVE AND QUALITATIVE DISCLOSURES ABOUT TOKAI’S MARKET RISK

 

 

159

 

 

 

OTIC’S MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS

 

 

160

 

 

 

Overview

 

 

160

 

 

 

Recent Developments

 

 

161

 

 

 

Critical Accounting Policies and Significant Judgments and Estimates

 

 

162

 

 

iv
Table of Contents

 

 

 

 

 

 

 

Results of Operations

 

 

162

 

 

 

Liquidity and Capital Resources

 

 

164

 

 

 

Cash Flows

 

 

165

 

 

 

Contractual Obligations

 

 

166

 

 

 

Off-Balance Sheet Arrangements

 

 

167

 

 

 

Management Outlook

 

 

167

 

 

 

Recently Issued Accounting Pronouncements

 

 

167

 

 

 

QUANTITATIVE AND QUALITATIVE DISCLOSURES ABOUT OTIC’S MARKET RISK

 

 

168

 

 

 

Interest Rate Risk

 

 

168

 

 

 

Foreign Exchange Rate Risk

 

 

168

 

 

 

Effects of Inflation

 

 

168

 

 

 

EXECUTIVE OFFICERS AND DIRECTORS FOLLOWING THE OTIC TRANSACTION

 

 

169

 

 

 

Executive Officers and Directors

 

 

169

 

 

 

SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT OF TOKAI

 

 

174

 

 

 

UNAUDITED PRO FORMA COMBINED FINANCIAL INFORMATION

 

 

176

 

 

 

WHERE YOU CAN FIND MORE INFORMATION; INCORPORATION BY REFERENCE

 

 

186

 

 

 

OTHER MATTERS

 

 

187

 

 

 

Stockholder Proposals

 

 

187

 

 

 

Communication with the Tokai Board of Directors

 

 

187

 

 

 

INDEX TO TOKAI CONSOLIDATED FINANCIAL STATEMENTS

 

 

F-1

 

 

 

INDEX TO OTIC CONSOLIDATED FINANCIAL STATEMENTS

 

 

F-27

 
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