Quarterly report pursuant to section 13 or 15(d) of the securities exchange act of 1934




Download 2.83 Mb.
NameQuarterly report pursuant to section 13 or 15(d) of the securities exchange act of 1934
page1/46
A typeReport
  1   2   3   4   5   6   7   8   9   ...   46



Table of Contents

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM 10-Q

 

 

(Mark One)

    x    

QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For the quarterly period ended September 30, 2012

OR

 

    ¨    

TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For the transition period from          to         

Commission file number 001-14895

 

 

SAREPTA THERAPEUTICS, INC.

(Exact name of registrant as specified in its charter)

 

 

 

 

 

 

Oregon

 

93-0797222

(State or other jurisdiction of

incorporation or organization)

 

(I.R.S. Employer

Identification No.)

 

 

3450 Monte Villa Parkway, Suite 101, Bothell, Washington

 

98021

(Address of principal executive offices)

 

(Zip Code)

Registrant’s telephone number, including area code: (425) 354-5038

 

 

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.    Yes   x     No   ¨

Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files).    Yes   x     No   ¨

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act (Check one):

 

 

 

 

 

 

 

 

Large accelerated filer

 

¨

  

Accelerated filer

 

x

 

 

 

 

Non-accelerated filer

 

¨  (Do not check if a smaller reporting company)

  

Smaller Reporting Company

 

¨

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).    Yes  ¨    No  x

Indicate the number of shares outstanding of each of the issuer’s classes of common stock, as of the latest practicable date.

 

 

 

 

Common Stock with $0.0001 par value

 

25,452,785

(Class)

 

(Outstanding as of October 31, 2012)

 

 

 
Table of Contents

SAREPTA THERAPEUTICS, INC.

FORM 10-Q

INDEX

 

 

 

 

 

 

 

 

 

 

 

  

Page

 

PART I — FINANCIAL INFORMATION

  

 

 

 

 

 

 

Item 1.

 

Financial Statements

  

 

 

 

 

 

 

 

 

Balance Sheets — September 30, 2012 and December 31, 2011 (unaudited)

  

 

3

  

 

 

 

 

 

Statements of Operations and Comprehensive Income (Loss) — Three Months and Nine Months Ended September 30, 2012 and 2011 and from July  22, 1980 (Inception) through September 30, 2012 (unaudited)

  

 

4

  

 

 

 

 

 

Statements of Cash Flows — Nine Months Ended September 30, 2012 and 2011 and from July 22, 1980 (Inception) through September 30, 2012 (unaudited)

  

 

5

  

 

 

 

 

 

Notes to Financial Statements (unaudited)

  

 

6

  

 

 

 

Item 2.

 

Management’s Discussion and Analysis of Financial Condition and Results of Operations

  

 

14

  

 

 

 

Item 3.

 

Quantitative and Qualitative Disclosures about Market Risk

  

 

22

  

 

 

 

Item 4.

 

Controls and Procedures

  

 

23

  

 

 

PART II — OTHER INFORMATION

  

 

 

 

 

 

 

Item 1.

 

Legal Proceedings

  

 

23

  

 

 

 

Item 1A.

 

Risk Factors

  

 

23

  

 

 

 

Item 2.

 

Unregistered Sales of Equity Securities and Use of Proceeds

  

 

38

  

 

 

 

Item 3.

 

Defaults Upon Senior Securities

  

 

38

  

 

 

 

Item 4.

 

Mine Safety Disclosures

  

 

38

  

 

 

 

Item 5.

 

Other Information

  

 

38

  

 

 

 

Item 6.

 

Exhibits

  

 

38

  

 

 

 

Signatures

 

 

  

 

40

  

 

 

 

Exhibits

 

 

  

 

41

  


Table of Contents

  1   2   3   4   5   6   7   8   9   ...   46

Share in:

Related:

Quarterly report pursuant to section 13 or 15(d) of the securities exchange act of 1934 iconT quarterly report pursuant to section 13 or 15(d) of the securities...

Quarterly report pursuant to section 13 or 15(d) of the securities exchange act of 1934 iconX quarterly report pursuant to section 13 or 15(d) of the securities exchange act of 1934

Quarterly report pursuant to section 13 or 15(d) of the securities exchange act of 1934 iconQuarterly report pursuant to section 13 or 15(d) of the securities exchange act of 1934

Quarterly report pursuant to section 13 or 15(d) of the securities exchange act of 1934 iconQuarterly report pursuant to section 13 or 15(d) of the securities exchange act of 1934

Quarterly report pursuant to section 13 or 15(d) of the securities exchange act of 1934 iconX quarterly report pursuant to section 13 or 15(d) of the securities exchange act of 1934

Quarterly report pursuant to section 13 or 15(d) of the securities exchange act of 1934 iconX quarterly report pursuant to section 13 or 15(d) of the securities exchange act of 1934

Quarterly report pursuant to section 13 or 15(d) of the securities exchange act of 1934 iconX quarterly report pursuant to section 13 or 15(d) of the securities exchange act of 1934

Quarterly report pursuant to section 13 or 15(d) of the securities exchange act of 1934 iconQuarterly report pursuant to section 13 or 15(d) of the securities exchange act of 1934

Quarterly report pursuant to section 13 or 15(d) of the securities exchange act of 1934 iconQuarterly report pursuant to section 13 or 15(d) of the securities exchange act of 1934

Quarterly report pursuant to section 13 or 15(d) of the securities exchange act of 1934 iconQuarterly report pursuant to section 13 or 15(d) of the securities exchange act of 1934

Quarterly report pursuant to section 13 or 15(d) of the securities exchange act of 1934 iconQuarterly report pursuant to section 13 or 15 (d) of the securities exchange act of 1934

Quarterly report pursuant to section 13 or 15(d) of the securities exchange act of 1934 iconQuarterly report pursuant to section 13 or 15(d) of the securities exchange act of 1934

Quarterly report pursuant to section 13 or 15(d) of the securities exchange act of 1934 iconQuarterly report pursuant to section 13 or 15(d) of the securities exchange act of 1934

Quarterly report pursuant to section 13 or 15(d) of the securities exchange act of 1934 iconQuarterly report pursuant to section 13 or 15(d) of the securities exchange act of 1934

Quarterly report pursuant to section 13 or 15(d) of the securities exchange act of 1934 iconQuarterly report pursuant to section 13 or 15(d) of the securities exchange act of 1934

Quarterly report pursuant to section 13 or 15(d) of the securities exchange act of 1934 iconX quarterly report pursuant to section 13 or 15(d) of the securities exchange act of 1934

Quarterly report pursuant to section 13 or 15(d) of the securities exchange act of 1934 iconQuarterly report pursuant to section 13 or 15(d) of the securities exchange act of 1934

Quarterly report pursuant to section 13 or 15(d) of the securities exchange act of 1934 iconQuarterly report pursuant to section 13 or 15(d) of the securities exchange act of 1934

Quarterly report pursuant to section 13 or 15(d) of the securities exchange act of 1934 iconQuarterly report pursuant to section 13 or 15(d) of the securities exchange act of 1934

Quarterly report pursuant to section 13 or 15(d) of the securities exchange act of 1934 iconX quarterly report pursuant to section 13 or 15 (d) of the securities exchange act of 1934




manual




When copying material provide a link © 2017
contacts
manual-guide.com
search