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08/16/2016

Document No. ATC134

Flowdowns for Prime Contract HR0011-16-C-0106, Modular Optical Aperture Building Blocks (MOABB)


DARPA Full Text Clauses
DARPA-CMO-C-0001 Reports and Other Deliverables (Applicable for all purchase orders/subcontracts where the scope of work includes reports and other deliverables.)
(a) The Contractor shall submit the following reports and other deliverables in accordance with the delivery schedule set forth in Section F. Reports and other deliverables shall include an acknowledgment of the Government’s support and a disclaimer in accordance with DFARS 252.235-7010 and shall be submitted in writing, as defined in FAR 2.101, or as specified below:


  1. R&D STATUS REPORT

This brief narrative, not to exceed five pages in length, shall contain the following:
(i) For first report only; the date work actually started.
(ii) Description of progress during the reporting period, supported by reasons for any change in approach reported previously
(iii) Planned activities and milestones for the next reporting period.
(iv) Description of any major items of experimental or special equipment purchased or constructed during the reporting period.
(v) Notification of any changes in key personnel associated with the contract during the reporting period.
(vi) Summary of substantive information derived from noteworthy trips, meetings, and special conferences held in connection with the contract during the reporting period.
(vii) Summary of all problems or areas of concern.
(viii) Related accomplishments since last report.
(ix) Fiscal status, to include reporting of summary level financial data in the following format: (next page)
R&D STATUS REPORT

PROGRAM FINANCIAL STATUS

Work Breakdown

Cumulative to Date

At Completion














Structure or Task Element


Planned Expend


Actual Expend


% Budget Compl


At Compl


Latest Revised Estimate


Remarks























Subtotal: ____________________________________________________________
Management

Reserve: ____________________________________________________________
Or
Unallocated

Resources: ____________________________________________________________
TOTAL:

=====================================================
Note: Budget at completion changes only with the amount of any scope changes. (Not affected by underrun or overrun)

Based on currently authorized work:
Is current funding sufficient for the current fiscal year (FY)? (Explain in narrative if “NO”)
YES NO
What is the next FY funding requirement at current anticipated levels?
$ ____________________
Have you included in the report narrative any explanation of the above data and are they cross-referenced?
YES NO


  1. FINAL REPORT


This report shall document the results of the complete effort and should be delivered at the completion of each exercised CLIN.
The Final Technical Report summary shall include:
Task Objectives

Technical Problems

General Methodology (i.e., literature review, laboratory experiments, surveys, etc.)

Technical Results

Important Findings and Conclusions

Significant Hardware Development

Special Comments

Implications for Further Research

Standard Form 298, August 1998
(b) All technical reports, including the final report, must (i) be prepared in accordance with American National Standards Institute (ANSI) Standard Z39.18; (ii) include a Standard Form 298, August 1998; and (iii) be marked with an appropriate Distribution Statement.
(c) All reports shall be submitted using only the below listed submission mechanisms:
(1) Email as an encrypted attachment using Encryption Wizard (EW);
(2) Email as a password protected PDF attachment (password sent via a separate email);
(3) Email with no encryption or password protection if deemed appropriate; or
(4) Regular mail on CD.
DARPA-CMO-H-0003 Public Release or Dissemination of Information (Applicable for all purchase orders/subcontracts. Communications with the Government under this clause will be made through Lockheed Martin.)
(a) With the exception of the work to be performed by University subcontractor(s) as noted at subparagraph (3) below, DARPA expects the work performed under this contract will NOT be fundamental research, and it is, therefore, subject to the following publication restrictions:
There shall be no dissemination or publication, except within and between the Contractor and any subcontractors, of information developed under this contract or contained in the reports to be furnished pursuant to this contract without prior written approval, which will be communicated to the Contractor by email through the DARPA Public Release Center (PRC) at PRC@darpa.mil. All technical reports will be given proper review by appropriate authority to determine which Distribution Statement is to be applied prior to the initial distribution of these reports by the Contractor. These restrictions must be flowed down to all subcontractors, with the exception of the subcontractors listed in paragraph (3) of this clause. Any publications shall incorporate an Acknowledgement of Support and Disclaimer in accordance with DFARS 252.235-7010.
(b) When submitting material for written approval for open publication as described in subparagraph (a) above, the Contractor must submit a request for public release request to the PRC and include the following information: 1) Document Information: document title, document author, short plain-language description of technology discussed in the material (approx. 30 words), number of pages (or minutes of video) and document type (briefing, report, abstract, article, or paper); 2) Event Information: event type (conference, principle investigator meeting, article or paper), event date, desired date for DARPA's approval; 3) DARPA Sponsor: DARPA Program Manager, DARPA office, and contract number; and 4) Contractor's Information: POC name, e-mail and phone. Allow four weeks for processing; due dates under four weeks require a justification. Unusual electronic file formats may require additional processing time. Requests can be sent either via e-mail to PRC@darpa.mil or via hard copy to 675 North Randolph Street, Arlington VA 22203-2114, telephone (571) 218-4235. Refer to http://www.darpa.mil/work-with-us/contractmanagement/ public-release for information about DARPA's public release process.
(c) At this time, DARPA expects the work performed under this contract by the below listed University subcontractor(s) to be fundamental research, and it is, therefore, not subject to publication restrictions. Papers resulting from unclassified contracted fundamental research are exempt from prepublication controls and requirements, pursuant to DoD Instruction 5230.27 dated October 6, 1987. Should the character of the research change during performance of this subaward so that the research is no longer considered fundamental, the contract between the prime and University subcontractor listed below will be modified to impose the restrictions on public release and dissemination of information that apply to those research efforts that are not considered fundamental research.
Subcontractor Statement of Work Title and Date
The Regents of the University of California, Davis, DARPA MOABB SOW for UC Davis, Feb 2016

The Regents of the University of California, Santa Barbara, DARPA MOABB SOW for UCSB, May 3, 2016
DARPA-CMO-H-0006 Travel (Applicable for all purchase orders/subcontracts where the scope of work requires travel.)
(a) University Performers: Reimbursement for travel-related expenses shall be as stipulated in 2 CFR 220, as prescribed by FAR Part 31.3.
(b) Non-Profit Performers: Reimbursement for travel-related expenses shall be as stipulated in 2 CFR 230, as prescribed by FAR Part 31.7.
(c) Non-University/For-Profit Performers: Reimbursement for travel-related expenses shall be in accordance with the Contractor’s approved travel policy. The Federal Travel Regulations, Joint Travel Regulations (JTR), and Standardized Regulations as stated in FAR 31.205-46 will be used as a guide in determining reasonableness of per diem costs. Costs for travel shall be allowable subject to the provisions of FAR 31.205-46.
(d) In connection with direct charge to the contract of travel-related expenses, the Contractor shall hold travel to the minimum required to meet the objectives of the contract.
(e) All foreign travel shall be authorized and approved in advance, in writing, by the Contracting Officer. Request for such travel must be submitted to the Contracting Officer at least 45 days in advance of traveler’s anticipated departure date, and shall include traveler’s itinerary of United States Flag Air Carriers.
DARPA-CMO-H-0016 Invention Disclosure (Applicable for all purchase orders/subcontracts. Communication under this clause shall be made through Lockheed Martin.)
(a) All communications required for invention disclosures and reports shall be submitted to the Administrative Contracting Officer (ACO). Additionally, a copy of the interim and final invention disclosure reports shall be provided to DARPA/CMO, ATTN: Contract Closeout, at email: CMO_ Closeout@darpa.mil.
(b) All unclassified required reporting shall be accomplished using the i-Edison.gov reporting website (http://s-edison.info.nih.gov/iEdison/).


FAR Clauses



52.203-7, Anti-Kickback Procedures (May 2014)
52.222-37, Employment Reports on Veterans (Feb 2016)
52.222-51, Exemption from Application of the Service Contract Labor Standards to Contracts for Maintenance, Calibration, or Repair of Certain Equipment--Requirements (May 2014) (Applicable for all purchase orders/subcontracts for exempt services.)
52.222-53, Exemption from Application of the Service Contract Labor Requirements to Contracts for Certain Services--Requirements (May 2014) (Applicable for all purchase orders/subcontracts for exempt services.)
52.223-16, Acquisition of EPEAT®-Registered Personal Computer Products (Jun 2014) and Alternate I (Jun 2014) (Applicable if you will be delivering personal computers products to the Government, acquired by the Seller for use in performing services at a Federally-controlled facility; furnished under the prime contract for use by the Government. Alternate I will also apply.)
52.224-1, Privacy Act Notification (Apr 1984) (Applicable if you will be required to design, develop, or operate a system of records on individuals required to accomplish an agency function.)
52.224-2, Privacy Act (Apr 1984) (Applicable if you will be required to design, develop, or operate such a system of records.)
52.227-1, Authorization and Consent (Dec 2007) and Alternate I (Apr 1984)
52.232-39, Unenforceability of Unauthorized Obligations (Jun 2013) (Applicable for all purchase orders/ subcontracts where software or services will be retransferred to the Government.)
52.245-9, Use and Charges (Apr 2012) (Applicable for all purchase orders/subcontracts where government property will be provided. Communications with the Government under this clause will be made through Lockheed Martin.)
52.246-9, Inspection of Research and Development (Short Form) (Apr 1984) (Applicable if you do not have a cost reimbursable purchase order/subcontract and will be performing research and development work. "Government" means "Lockheed Martin and the Government.")


DFARS Clauses



252.211-7007, Reporting of Government-Furnished Property (Aug 2012) (Applicable if Seller will be in possession of Government property for the performance of this purchase order/subcontract.)
252.219-7004, Small Business Subcontracting Plan (Test Program) (Oct 2014) (Applicable if Seller participates in the DoD test program described in DFARS 219.702.)
252.235-7011, Final Scientific or Technical Report (Jan 2015) (Applicable for all purchase orders/ subcontracts for research and development.)
252.245-7001, Tagging, Labeling, and Marking of Government-Furnished Property (Apr 2012) (Applicable for purchase orders/subcontracts where the items furnished by you will be subject to serialized tracking.)
252.245-7004, Reporting, Reutilization, and Disposal (Mar 2015) (Applicable to all purchase orders/ subcontracts containing the clause at 52.245-1, Government Property. "Contracting Officer" means “Lockheed Martin.”)
252.246-7000, Material Inspection and Receiving Report (Mar 2008) (Applicable if direct shipments will be made to the Government.)

Document No. ATC134 of 6

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